FRM二級(jí)試題：風(fēng)險(xiǎn)管理和投資管理

發(fā)布時(shí)間：2015-09-18 14:03 來(lái)源：高頓網(wǎng)校我要發(fā)言 [字號(hào)：大中小]

正文	The typical report provided by third-party due diligence firms may be several hundred pages in length. Red flags are raised by this firm regarding potential operational risk factors. Which of the following statements is true regarding the gathering of information and identify concerns? The firm will: 　　I. examine forms filled out in the due diligence process by fund managers. 　　II. attempt to verify the audit report with the fund’s auditor. 　　III. verify operational controls, assets under management, and performance figures with the investors. 　　IV. perform a background check on key hedge fund staff. 　　A. I and II. 　　B. II, III, and IV. 　　C. I, II, III, and IV. 　　D. I, II, and IV. 　　Answer:D 　　Statements I, II, and IV are correct. Third-party due diligence firms verify operational controls, assets under management, and performance figures with the fund administrator.
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標(biāo)題三
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